Lawyers Handling Civil and Criminal Securities Matters in South Florida
The Miami-area law firm of Malman, Malman & Rosenthal offers experienced representation to brokers, other financial professionals, and owners of publicly-held companies subject to SEC rules in civil, regulatory and criminal actions arising out of reports of errors, misrepresentation and securities fraud.
In today's volatile economy, reporting of securities irregularities and alleged fraud is on the rise. The laws and regulations governing the securities industry have changed and will almost certainly continue to do so. In many cases, a criminal charge of insider trading, misrepresentation, broker or dealer misconduct or another form of securities fraud arises out of a civil investigation. As soon as you know there is an inquiry, civil or criminal, it is vitally important to hire an attorney who can act quickly to protect your rights and interests.
Left unchallenged, an investigation into alleged securities fraud can ruin a promising career and destroy a business. With stakes this high, you simply cannot afford to entrust your defense to an inexperienced lawyer or an overworked associate at a large, impersonal firm. At Malman, Malman & Rosenthal, we go the extra mile to protect our clients' futures and careers, whenever possible. Contact us today to schedule a confidential initial consultation at our offices in Fort Lauderdale or by phone.
Early Involvement is Crucial
Sound legal guidance in the early stages of an investigation into SEC violations, securities fraud or stockbroker misconduct can have an enormous impact on the outcome of your case. Sometimes your interests are best served by cooperating fully with the SEC and offering open access to all records and documents. In other cases, it is vitally important to assert your rights aggressively. The team at Malman, Malman & Rosenthal has the skill and experience to guide you in developing a response designed to offer maximum protection in a securities investigation and any potential charges of fraud that may arise.
To read more about our favorable results in defending against securities fraud charges, visit our In The News or Noteworthy Results pages.
To discuss your case in confidence with an attorney who possesses a current understanding of the law and a personal dedication to protecting your rights and interests in a case of alleged churning, flipping, price inflation, boiler room operation, insider trading or another form of securities fraud, we invite you to call our offices at 888-324-2591 to schedule a confidential consultation by telephone or in person. You may also contact us by e-mail to schedule an appointment or to receive answers to your important questions. From offices in the Fort Lauderdale/Miami area, we serve clients throughout South Florida and in selected other states.
Mid-Trial Offer of Probation for Client
